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Introduction to Regulation for Senior Managers

Tuesday 28 September at 09:00 for 09:30 - 17:00
8th Floor, Peninsular House, 36 Monument Street, London, EC3R 8LJ

Speaker: Peter Haines, Managing Director, Peter Haines Compliance Consultancy Limited

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Details

This Masterclass is designed to introduce new senior managers (and others new to the regulatory environment) to the UK regulatory regime and the way in which the Financial Services Authority authorises, supervises and takes enforcement action against regulated firms. The day will include practical tips and real-life examples of what being regulated means for senior managers.

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Contact

Events Team
0207 337 6286
events@ifslearning.ac.uk

Price

Members: £350.00
Others: £450.00
Lunch to be provided
This programme is part of a series of three Masterclasses when booked together entitles the delegate to a 15% discount.


Understanding Credit Assessment for Business

Tuesday 5 October 2010 at 09:00 for 09:30 - 17:00
8th Floor, Peninsular House, 36 Monument Street, LONDON, EC3R 8LJ

Speaker: Rod Springett

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A one day Masterclass dealing with the fundementals of credit assessment for business lending. You will gain an understanding of the changing dynamics of the business environment and its effects on lending, the different types of business entity and the right approaches to credit assessment, the basic non-financial elements of business credit assessment that cannot be automated and how to analyse a business' financial position from its statements.

Show me a map of the venue

Contact

Events Team
0207 337 6286
events@ifslearning.ac.uk

Price

Members: £350.00
Others: £450.00
Lunch to be provided


Understanding the ARROW Process

Thursday 14 October at 09:00 for 09:30 - 17:00
8th Floor, Peninsular House, 36 Monument Street, London, EC3R 8LJ

Speaker: Peter Haines, Managing Director, Peter Haines Compliance Consultancy Limited

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Details

This practical, one-day Masterclass explains the Financial Services Authority's approach to risk assessment and how it affects all FSA regulated firms and their management.

Show me a map of the venue

Contact

Events Team
0207 337 6286
events@ifslearning.ac.uk

Price

Members: £350.00
Others: £450.00
Lunch to be provided
This programme is part of a series of three Masterclasses when booked together entitles the delegate to a 15% discount.


Approved Persons Responsibilities and Obligations

Thursday 28 October 2010 at 09:00 for 09:30 - 17:00
8th Floor, Peninsular House 36 Monument Street LONDON EC3R 8LJ

Speaker: Peter Haines, Managing Director, Peter Haines Compliance Consultancy Limited

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Details

This practical Masterclass is designed to clarify this picture for approved persons and to demonstrate constructive techniques to ensure that individuals manage their responsibilities appropriately and reduce their regulatory risk.

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Contact

Events Team
0207 337 6286

Price

Members: £350.00
Others: £450.00
Lunch to be provided
This programme is part of a series of three Masterclasses when booked together entitles the delegate to a 15% discount.


Governance and Risk - Taking Stock

Wednesday 3 November 2010 at 09:00 for 09:30 - 17:00
8th Floor, Peninsular House 36 Monument Street LONDON EC3R 8LJ

Speaker: Paul Ashton, Head of Consulting, KnowCo

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A practical and intensive one day Masterclass designed for busy senior and middle managers who need to refresh their knowledge of key governance and risk issues. The Masterclass will help you understand the latest key issues across the risk and regulatory agenda, refresh your knowledge of core principles and ensure your firm is addressing the right questions.

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Contact

Events Team
0207 337 6286
events@ifslearning.ac.uk

Price

Members: £350.00
Others: £450.00
Lunch to be provided


Credit Risk Essentials

Thursday 11 November 2010 at 09:00 for 09:30 - 17:00
8th Floor, Peninsular House 36 Monument Street London EC3R 8LJ

Speaker: Simon Ling-Locke, Head of Credit Risk, Risk Reward Ltd

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Details

With the events of recent years, the emphasis placed on risk management in financial services by regulators, the media and now by firms has never been greater. This one day Masterclass is designed to provide participants with a thorough grounding in credit risk management and its major features.

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Contact

Events Team
0207 337 6286
events@ifslearning.ac.uk

Price

Members: £350.00
Others: £450.00
Lunch to be provided


Liquidity Risk Management

Wednesday 17 November 2010 at 09:00 for 09:30 - 17:00
8th Floor, Peninsular House 36 Monument Street LONDON EC3R 8LJ

Speaker: Paul Ashton, Head of Consulting, KnowCo.

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Details

An intensive Masterclass that will provide an update on the latest requirements and implications of the new FSA regulatory regime on liquidity risk. The Masterclass wil help you understand the new liquidity rules and the details and implications of their implementation whilst giving you an insight into how firms will have to forecast, control and stress their liquidity sources and uses.

Show me a map of the venue

Contact

Events Team
0207 337 6286
events@ifslearning.ac.uk

Price

Members: £350.00
Others: £450.00
Lunch to be provided